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Meta-Analysis| Volume 53, ISSUE 12, P1548-1558, December 2021

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Systematic review with meta-analysis: The prevalence, risk factors and outcomes of upper gastrointestinal tract Crohn's disease

Published:August 16, 2021DOI:https://doi.org/10.1016/j.dld.2021.07.037

      Abstract

      Aims

      Upper gastrointestinal Crohn's disease (UGI-CD) is an important subclassification of Crohn's Disease (CD). We performed a systematic review and meta-analysis to evaluate the prevalence, risk factors, and clinical outcomes associated with UGI-CD.

      Methods

      We searched Embase and Medline for articles reporting the clinical information of UGI-CD in CD patients, through 27 October 2020. Disease location and phenotype were coded according to the Montreal classification, and results were pooled with random effects by DerSimonian and Laird model.

      Results

      26 articles were included. The prevalence of UGI-CD was 13%. UGI-CD was most commonly found in the stomach (56%) and was associated with concurrent ileocolonic involvement (54%). Non-stricturing, non-penetrating UGI-CD was the most common behavioral phenotype (61%). L4-jejunal disease was associated with the highest rates of surgery. Region of origin did not significantly influence the location and phenotype of UGI-CD. Young, male patients presenting with erythema nodosum, aphthous ulcers and stricturing-phenotype are more likely to have UGI-CD, which in turn is linked to increased risk of hospitalization and surgery.

      Conclusion

      UGI-CD is present in 13% of patients with CD, and patients with L4-jejunal disease are more likely to require surgery. Further studies examining the effect of ethnicity and region on UGI-CD are needed.

      Keywords

      1. Introduction

      Crohn's disease (CD) is a chronic inflammatory disorder of the gastrointestinal (GI) tract that with symptoms evolving in a relapsing and remitting manner. CD can affect any part of the digestive tract from the oral cavity to the anus, the most common being the terminal ileum and colon. Since its first description by Gottlieb et al. in 1937 [
      • Gottlieb C.H.
      • S. A.
      Regional jejunitis.
      ], the prevalence of upper gastrointestinal CD (UGI-CD) has been increasing, ranging from 3-4% in 1970–1980 [
      • Rutgeerts P.
      • Onette E.
      • Vantrappen G.
      • Geboes K.
      • Broeckaert L.
      • Talloen L.
      Crohn's disease of the stomach and duodenum: A clinical study with emphasis on the value of endoscopy and endoscopic biopsies.
      ,
      • Fielding J.F.
      • Toye D.K.
      • Beton D.C.
      • Cooke W.T.
      Crohn's disease of the stomach and duodenum.
      , to 11.3% in 2009–2016 [
      • Greuter T.
      • Piller A.
      • Fournier N.
      • et al.
      Upper Gastrointestinal Tract Involvement in Crohn's Disease: Frequency, Risk Factors, and Disease Course.
      ], most likely due to improved diagnostic modalities. Upper GI tract involvement includes the esophagus, stomach, duodenum, and jejunum, and proximal ileal disease, which may occur as isolated disease location (Montreal Classification L4) or co-exist with other CD locations (L1 to L3) [
      • Silverberg M.S.
      • Satsangi J.
      • Ahmad T.
      • et al.
      Toward an integrated clinical, molecular and serological classification of inflammatory bowel disease: report of a Working Party of the 2005 Montreal World Congress of Gastroenterology.
      ].
      Data regarding the disease course, risk factors, and clinical outcome in UGI-CD are conflicting [
      • Greuter T.
      • Piller A.
      • Fournier N.
      • et al.
      Upper Gastrointestinal Tract Involvement in Crohn's Disease: Frequency, Risk Factors, and Disease Course.
      ]. Earlier studies have reported UGI-CD as an important independent risk factor associated with stricturing and penetrating behavioral phenotype [
      • Thia K.T.
      • Sandborn W.J.
      • Harmsen W.S.
      • Zinsmeister A.R.
      • Loftus Jr., E.V.
      Risk factors associated with progression to intestinal complications of Crohn's disease in a population-based cohort.
      ], increased risk of disease recurrence, hospitalization [
      • Chow D.K.
      • Sung J.J.
      • Wu J.C.
      • Tsoi K.K.
      • Leong R.W.
      • Chan F.K.
      Upper gastrointestinal tract phenotype of Crohn's disease is associated with early surgery and further hospitalization.
      ], surgery, and postoperative recurrence [
      • Kim O.Z.
      • Han D.S.
      • Park C.H.
      • et al.
      The Clinical Characteristics and Prognosis of Crohn's Disease in Korean Patients Showing Proximal Small Bowel Involvement: Results from the CONNECT Study.
      ,
      • Keh C.
      • Shatari T.
      • Yamamoto T.
      • Menon A.
      • Clark M.A.
      • Keighley M.R.
      Jejunal Crohn's disease is associated with a higher postoperative recurrence rate than ileocaecal Crohn's disease.
      . In addition, recent findings from the inflammatory bowel disease (IBD) genetics consortium showed that jejunal disease was associated with a greater risk of multiple surgeries and stricturing disease compared with other UGI-CD locations [
      • Lazarev M.
      • Huang C.
      • Bitton A.
      • et al.
      Relationship between proximal Crohn's disease location and disease behavior and surgery: a cross-sectional study of the IBD Genetics Consortium.
      ]. Prior studies have also found that disease behavior at diagnosis significantly affected the prognosis of CD [
      • Wolters F.L.
      • Russel M.G.
      • Sijbrandij J.
      • et al.
      Phenotype at diagnosis predicts recurrence rates in Crohn's disease.
      ]. In contrast, a population-based study concluded that involvement of upper GI tract in CD did not result in a poorer outcome [
      • Greuter T.
      • Piller A.
      • Fournier N.
      • et al.
      Upper Gastrointestinal Tract Involvement in Crohn's Disease: Frequency, Risk Factors, and Disease Course.
      ].
      Advances in endoscopy, radiological imaging [
      • Greuter T.
      • Piller A.
      • Fournier N.
      • et al.
      Upper Gastrointestinal Tract Involvement in Crohn's Disease: Frequency, Risk Factors, and Disease Course.
      ] and increased use of biological treatments may have changed the epidemiology and clinical outcomes of UGI tract involvement in CD [
      • Olbjorn C.
      • Nakstad B.
      • Smastuen M.C.
      • Thiis-Evensen E.
      • Vatn M.H.
      • Perminow G.
      Early anti-TNF treatment in pediatric Crohn's disease. Predictors of clinical outcome in a population-based cohort of newly diagnosed patients.
      ,
      • Oh E.H.
      • Oh K.
      • Han M.
      • et al.
      Early anti-TNF/immunomodulator therapy is associated with better long-term clinical outcomes in Asian patients with Crohn's disease with poor prognostic factors.
      . Thus, we performed a systematic review and meta-analysis to summarize the prevalence, risk factors and clinical outcomes of UGI-CD, as well as to compare the differences of UGI-CD between Asian and Western populations. The rising prevalence of IBD in Asia presents an opportunity for further analysis of the differences in UGI-CD presentation and outcomes [
      • Shi H.Y.
      • Levy A.N.
      • Trivedi H.D.
      • Chan F.K.L.
      • Ng S.C.
      • Ananthakrishnan A.N.
      Ethnicity Influences Phenotype and Outcomes in Inflammatory Bowel Disease: A Systematic Review and Meta-analysis of Population-based Studies.
      ].

      2. Methods

      2.1 Search strategy

      Following the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) guidelines [
      • Moher D.
      • Liberati A.
      • Tetzlaff J.
      • Altman D.G.
      • Group P.
      Preferred reporting items for systematic reviews and meta-analyses: the PRISMA statement.
      ], we conducted a comprehensive search of Medline and Embase databases from inception through 27th October 2020. We also manually searched through the references of the included manuscripts to identify studies missed by the electronic search. The following medical subject heading terms (MESH) were combined with the Boolean operators “AND” or “OR”: “Crohn's Disease”, “Upper Gastrointestinal” and “Prevalence”. The full terms used in the search strategy can be found in the supplementary material 1. Endnote X9 was used to remove duplicates. Sieving of the articles wase undertaken by three authors independently (YHC, CHN, SYL).

      2.2 Inclusion criteria and extraction

      The search process was conducted in the following order. Firstly, articles had to be original articles (cohort studies, population-based studies, and cross-sectional studies), and studies that did not report primary data (reviews, conference presentations, meta-analyses, commentaries and editorials) were excluded at this stage. Next, eligible articles had to be epidemiological articles with information on the prevalence, risk factors, clinical manifestations and outcomes of UGI-CD. Finally, all full text articles had to meet the following criteria: (1) articles classifying UGI-CD utilizing the Montreal [
      • Silverberg M.S.
      • Satsangi J.
      • Ahmad T.
      • et al.
      Toward an integrated clinical, molecular and serological classification of inflammatory bowel disease: report of a Working Party of the 2005 Montreal World Congress of Gastroenterology.
      ] or Vienna classification [
      • Gasche C.
      • Scholmerich J.
      • Brynskov J.
      • et al.
      A simple classification of Crohn's disease: report of the Working Party for the World Congresses of Gastroenterology, Vienna 1998.
      ] for CD, (2) diagnosis of UGI-CD established from endoscopy (gastroscopy, enteroscopy, capsule endoscopy.), radiological imaging (computed tomography, magnetic resonance imaging and barium studies) and/or histology (micro and macroscopic findings on biopsy), and (3) articles written or translated into English language (4) studies originating from the same center during the same time period, (5) studies with unclear definitions of the location of UGI-CD, and (6) studies involving pediatric population (younger than 18 years old), as UGI-CD has been significantly linked with younger age of onset. Thereafter, references of included articles were searched for relevant articles and also included into this paper. Discrepancies between the two authors (YHC, CHN) were resolved by the third author (SYL). The kappa statistic was used assess test interrater reliability [
      • McHugh M.L.
      Interrater reliability: the kappa statistic.
      ].
      Study characteristics including first author, publication year, source country (or countries), sample size, study design, ethnicity, and age of the patient population, were extracted from the articles. We also extracted data for the prevalence of UGI-CD, location of the lesions, disease behavior, diagnostic methods used, risk factors, clinical manifestations, and outcomes of UGI-CD. Each article was double coded blindly by either pair of authors (YHC, CHN or SNL, SRJ) to ensure accuracy in the coding. In accordance with the Vienna and Montreal classification [
      • Silverberg M.S.
      • Satsangi J.
      • Ahmad T.
      • et al.
      Toward an integrated clinical, molecular and serological classification of inflammatory bowel disease: report of a Working Party of the 2005 Montreal World Congress of Gastroenterology.
      ,
      • Gasche C.
      • Scholmerich J.
      • Brynskov J.
      • et al.
      A simple classification of Crohn's disease: report of the Working Party for the World Congresses of Gastroenterology, Vienna 1998.
      , location of UGI-CD was classified into L1 to L4 where L1 refers to CD in the terminal ileum, L2 for disease in the colon, L3 for ileocolonic disease, and L4 for isolated upper GI disease(proximal to distal ileum). The disease behavior of CD was categorized into B1, B2 B3, and perianal disease (p), where B1 refers to non‐stricturing, non‐penetrating disease, B2 refers to stricturing disease, and B3 refers to penetrating disease Perianal disease (p) is a disease modifier that can be added to B1–B3 classification when concomitantly present [
      • Silverberg M.S.
      • Satsangi J.
      • Ahmad T.
      • et al.
      Toward an integrated clinical, molecular and serological classification of inflammatory bowel disease: report of a Working Party of the 2005 Montreal World Congress of Gastroenterology.
      ].

      2.3 Statistical analysis and quality assessment

      Our primary outcomes of the study included the prevalence, disease behavior and location of UGI-CD. The secondary outcomes included risk factors and clinical outcomes of UGI-CD. All analysis were conducted using the DerSimonian and Laird random-effects model [
      • DerSimonian R.
      • Laird N.
      Meta-analysis in clinical trials revisited.
      ]. A meta-analysis of proportions using a Freeman-Tukey double arcsine transformation to stabilize the variance was undertaken in the synthesis of the results [
      • Nyaga V.N.
      • Arbyn M.
      • Aerts M.
      Metaprop: a Stata command to perform meta-analysis of binomial data.
      ]. The Freeman-Tukey double arcsine transformation is one of the most common transformations used in the analysis of prevalence [
      • Borges Migliavaca C.
      • Stein C.
      • Colpani V.
      • et al.
      How are systematic reviews of prevalence conducted? A methodological study.
      ]. Cochran Q test, and I2 statistics were used to analyze the heterogeneity of the analysis, with an I2 value of 25%, 50% and 75% equating to small moderate and large amounts of heterogeneity respectively [
      • Higgins J.P.
      • Thompson S.G.
      • Deeks J.J.
      • Altman D.G.
      Measuring inconsistency in meta-analyses.
      ]. Meta-regression analysis was also conducted using a mixed effect model to assess for prevalence over time. Where meta-analysis was considered inappropriate, systematic review of the included studies was conducted to summarize the findings. All statistical analyses were conducted using STATA 16.1 and R (4.0.3).
      For a more homogenous comparison, a sensitivity analysis was undertaken to include only UGI-CD diagnosed with endoscopic methods. Additional sensitivity analysis was undertaken after removing articles with high selection bias. Further subgroup analysis was also conducted based on the CD classification system used, and the region of origin of the included studies. Studies were classified into Western and Asian regions of origin [
      • Chin Y.H.
      • Ng C.H.
      • Lee M.H.
      • et al.
      Prevalence of thyroid eye disease in Graves' disease: A meta-analysis and systematic review.
      ,
      • Koo C.H.
      • Chang J.H.E.
      • Syn N.L.
      • Wee I.J.Y.
      • Mathew R.
      Systematic Review and Meta-analysis on Colorectal Cancer Findings on Colonic Evaluation After CT-Confirmed Acute Diverticulitis.
      . Publication bias was assessed through visual inspection of the funnel plot. The risk of bias was assessed by two authors independently using Hoy et al. tool for prevalence studies [
      • Hoy D.
      • Brooks P.
      • Woolf A.
      • et al.
      Assessing risk of bias in prevalence studies: modification of an existing tool and evidence of interrater agreement.
      ], which is a ten-item assessment which addresses the internal (measurement and analysis bias) and external (selection and nonresponse bias) validity of the article, followed by a summary risk of bias assessment. The included studies were thereafter grouped into low, moderate, or high risk of bias.

      3. Results

      In total, 937 citations were identified in the search. Of which a total of 95 full text articles were assessed for eligibility and 21 articles were included into the analysis. A further 6 articles were identified from the references of the search articles so a total of 27 articles were included into this study (Fig. 1). A total of 10,853 CD patients were screened. Kappa statistic was calculated and found to be 0.889. All included articles were assessed to be of low-to-moderate risk of bias. The articles originated from various countries such as China [
      • Sun X.W.
      • Wei J.
      • Yang Z.
      • et al.
      Clinical Features and Prognosis of Crohn's Disease with Upper Gastrointestinal Tract Phenotype in Chinese Patients.
      ,
      • Zeng Z.
      • Zhu Z.
      • Yang Y.
      • et al.
      Incidence and clinical characteristics of inflammatory bowel disease in a developed region of Guangdong Province, China: a prospective population-based study.
      , Hong Kong [
      • Chow D.K.
      • Sung J.J.
      • Wu J.C.
      • Tsoi K.K.
      • Leong R.W.
      • Chan F.K.
      Upper gastrointestinal tract phenotype of Crohn's disease is associated with early surgery and further hospitalization.
      ,
      • Leong R.W.
      • Lau J.Y.
      • Sung J.J.
      The epidemiology and phenotype of Crohn's disease in the Chinese population.
      ,
      • Farkas K.
      • Chan H.
      • Rutka M.
      • et al.
      Gastroduodenal Involvement in Asymptomatic Crohn's Disease Patients in Two Areas of Emerging Disease: Asia and Eastern Europe.
      , Taiwan [
      • Mao R.
      • Tang R.-H.
      • Qiu Y.
      • et al.
      Different clinical outcomes in Crohn's disease patients with esophagogastroduodenal, jejunal, and proximal ileal disease involvement: is L4 truly a single phenotype?.
      ], Malaysia [
      • Mokhtar N.M.
      • Nawawi K.N.M.
      • Verasingam J.
      • et al.
      A four-decade analysis of the incidence trends, sociodemographic and clinical characteristics of inflammatory bowel disease patients at single tertiary centre, Kuala Lumpur, Malaysia.
      ,
      • Hilmi I.
      • Tan Y.M.
      • Goh K.L.
      Crohn's disease in adults: observations in a multiracial Asian population.
      , Japan [
      • Sato Y.
      • Matsui T.
      • Yano Y.
      • et al.
      Long-term course of Crohn's disease in Japan: Incidence of complications, cumulative rate of initial surgery, and risk factors at diagnosis for initial surgery.
      ], South Korea [
      • Park S.K.
      • Yang S.K.
      • Park S.H.
      • et al.
      Long-term prognosis of the jejunal involvement of Crohn's disease.
      ], Sri Lanka [
      • Niriella M.A.
      • De Silva A.P.
      • Dayaratne A.H.
      • et al.
      Prevalence of inflammatory bowel disease in two districts of Sri Lanka: a hospital based survey.
      ], Italy [
      • Annunziata M.L.
      • Caviglia R.
      • Papparella L.G.
      • Cicala M.
      Upper gastrointestinal involvement of Crohn's disease: a prospective study on the role of upper endoscopy in the diagnostic work-up.
      ,
      • Maccioni F.
      • Bencardino D.
      • Buonocore V.
      • et al.
      MRI reveals different Crohn's disease phenotypes in children and adults.
      , Switzerland [
      • Greuter T.
      • Piller A.
      • Fournier N.
      • et al.
      Upper Gastrointestinal Tract Involvement in Crohn's Disease: Frequency, Risk Factors, and Disease Course.
      ], The Netherland [
      • Horjus Talabur Horje C.S.
      • Meijer J.
      • Rovers L.
      • van Lochem E.G.
      • Groenen M.J.
      • Wahab P.J.
      Prevalence of Upper Gastrointestinal Lesions at Primary Diagnosis in Adults with Inflammatory Bowel Disease.
      ], Hungary [
      • Farkas K.
      • Chan H.
      • Rutka M.
      • et al.
      Gastroduodenal Involvement in Asymptomatic Crohn's Disease Patients in Two Areas of Emerging Disease: Asia and Eastern Europe.
      ,
      • Lakatos L.
      • Kiss L.S.
      • David G.
      • et al.
      Incidence, disease phenotype at diagnosis, and early disease course in inflammatory bowel diseases in Western Hungary, 2002-2006.
      , Canada [
      • Lazarev M.
      • Huang C.
      • Bitton A.
      • et al.
      Relationship between proximal Crohn's disease location and disease behavior and surgery: a cross-sectional study of the IBD Genetics Consortium.
      ,
      • Freeman H.J.
      Application of the Vienna Classification for Crohn's disease to a single clinician database of 877 patients.
      , USA [
      • Thia K.T.
      • Sandborn W.J.
      • Harmsen W.S.
      • Zinsmeister A.R.
      • Loftus Jr., E.V.
      Risk factors associated with progression to intestinal complications of Crohn's disease in a population-based cohort.
      ,
      • Lazarev M.
      • Huang C.
      • Bitton A.
      • et al.
      Relationship between proximal Crohn's disease location and disease behavior and surgery: a cross-sectional study of the IBD Genetics Consortium.
      ,
      • De Felice K.M.
      • Katzka D.A.
      • Raffals L.E.
      Crohn's Disease of the Esophagus: Clinical Features and Treatment Outcomes in the Biologic Era.
      ,
      • Dorn S.D.
      • Abad J.F.
      • Panagopoulos G.
      • Korelitz B.I.
      Clinical characteristics of familial versus sporadic Crohn's disease using the Vienna Classification.
      , Denmark [
      • Jensen M.D.
      • Kjeldsen J.
      • Rafaelsen S.R.
      • Nathan T.
      Diagnostic accuracies of MR enterography and CT enterography in symptomatic Crohn's disease.
      ], Norway [
      • Solberg I.C.
      • Vatn M.H.
      • Hoie O.
      • et al.
      Clinical course in Crohn's disease: results of a Norwegian population-based ten-year follow-up study.
      ], New Zealand [
      • Tarrant K.M.
      • Barclay M.L.
      • Frampton C.M.
      • Gearry R.B.
      Perianal disease predicts changes in Crohn's disease phenotype-results of a population-based study of inflammatory bowel disease phenotype.
      ], Saudi Arabia [
      • Saadah O.I.
      • Fallatah K.B.
      • Baumann C.
      • et al.
      Histologically confirmed upper gastrointestinal Crohn's disease: is it rare or are we just not searching hard enough?.
      ,
      • Aljebreen A.M.
      • Alharbi O.R.
      • Azzam N.A.
      • Almalki A.S.
      • Alswat K.A.
      • Almadi M.A.
      Clinical epidemiology and phenotypic characteristics of Crohn's disease in the central region of Saudi Arabia.
      , Puerto Rico [
      • Lazarev M.
      • Huang C.
      • Bitton A.
      • et al.
      Relationship between proximal Crohn's disease location and disease behavior and surgery: a cross-sectional study of the IBD Genetics Consortium.
      ], and Brazil [
      • Santana G.O.
      • Lyra L.G.
      • Santana T.C.
      • et al.
      Crohn's disease in one mixed-race population in Brazil.
      ]. There were 2 multi-national studies, one involving Hungary and Hong Kong [
      • Farkas K.
      • Chan H.
      • Rutka M.
      • et al.
      Gastroduodenal Involvement in Asymptomatic Crohn's Disease Patients in Two Areas of Emerging Disease: Asia and Eastern Europe.
      ], another involving USA, Canada, and Puerto Rico [
      • Lazarev M.
      • Huang C.
      • Bitton A.
      • et al.
      Relationship between proximal Crohn's disease location and disease behavior and surgery: a cross-sectional study of the IBD Genetics Consortium.
      ]. Most studies were retrospective in nature (n=15), 2 were cross-sectional studies, and 10 were prospective studies, of which 4 were prospective population-based studies. A summary of these articles can be found in Table 1, and the risk of bias is attached as supplementary material 2.
      Table 1Summary of Included articles.
      AuthorYearCountryRegionTotal Sample sizeAge (mean ± SD)% femaleStudy TypeClassification usedDiagnostic MethodologyRisk of Bias
      Saadah et al2020Saudi ArabiaMiddle Eastern7817.2 ± 8.744.90Retrospective studyMontreal ClassificationEndoscopic and histological methodsLow
      Sun et al2019ChinaAsian24631.639.40Retrospective studyMontreal ClassificationClinical evaluation, endoscopic methods with biopsyLow
      Mokhtar et al2019MalaysiaAsian13227.4 ± 15.446.20Retrospective studyMontreal ClassificationClinical signs and symptoms, blood tests and radiological methodsLow
      Maccioni et al2019ItalyWestern118--Retrospective studyMontreal ClassificationEndoscopic and radiological methodsLow
      Mao et al2018TaiwanAsian48330.5 ± 12.333.30Retrospective studyMontreal ClassificationEndoscopic and radiological methodsModerate
      Greuter et al2018SwitzerlandWestern163827.7 ± 12.553.17Retrospective studyMontreal ClassificationClinical evaluation, endoscopic, radiological appearances and histological methodsLow
      Horjus Talabur Horje et al2016The NetherlandWestern108-57.41Prospective studyMontreal ClassificationEndoscopic and histological methodsLow
      Farkas et al2016Hungary and Hong KongAsian100-24.00Prospective studyMontreal ClassificationClinical evaluation, endoscopic, radiological appearances and histological methodsLow
      Western802936.25
      De Felice et al2015USAWestern2424.5 ± 11.863.00Retrospective studyMontreal ClassificationClinical evaluation, endoscopic methodsLow
      Sato et al2015JapanAsian52025.2 ± 1029.42Retrospective studyMontreal ClassificationEndoscopic and radiological methodsLow
      Aljebreen et al2013Saudi ArabiaMiddle Eastern49725 ± 14.059.00Prospective studyMontreal ClassificationEndoscopic and histological methodsLow
      Zeng et al2013ChinaAsian1727.5 ± 10.629.40Prospective population-based studyMontreal ClassificationClinical evaluation, endoscopic and radiological methodsLow
      Park et al2013South KoreaAsian140332.4 ± 10.027.73Retrospective studyMontreal ClassificationEndoscopic and radiological methods or surgical assessment.Low
      Lazarev et al2013Canada, USA, Puerto RicoWestern2,10524.7 ± 12.352.35Cross-sectional studyMontreal ClassificationEndoscopic and radiological methods or surgical explorationLow
      Annunziata et al2012ItalyWestern11940.25 ± 9.252.94Prospective studyMontreal ClassificationEndoscopic and histological methodsLow
      Lakatos et al2011HungaryWestern16332.547.85Prospective population-based studyMontreal ClassificationEndoscopic, radiological and histological methodsLow
      Jensen et al2011DenmarkWestern5043 ± 12.974.00Prospective population-based studyMontreal ClassificationEndoscopic and radiological methodsLow
      Niriella et al2010Sri LankaAsian55-50.91Retrospective studyMontreal ClassificationEndoscopic and radiological methodsModerate
      Thia et al2010USAWestern30640.1 ± 14.551.00Retrospective studyMontreal ClassificationEndoscopic and radiological methodsLow
      Chow et al2008Hong KongAsian13232.7 ± 14.031.80Prospective studyMontreal ClassificationClinical evaluation, endoscopic, radiological appearances and histological methodsLow
      Tarrant et al2008New ZealandWestern715-59.00Retrospective population-based studyMontreal ClassificationClinical evaluation, endoscopic, radiological appearances and histological methodsLow
      Solberg et al2007NorwayWestern197-49.79Prospective population-based studyVienna ClassificationClinical evaluation, endoscopic, radiological appearances and histological methodsLow
      Santana et al2007BrazilBrazilian6537.3 ± 13.061.50Cross-sectional studyVienna ClassificationClinical evaluation, endoscopic, radiological appearances and histological methodsLow
      Hilmi et al2005MalaysiaAsian3429 ± 13.550.00Retrospective studyVienna ClassificationClinical evaluation, endoscopic, radiological appearances and histological methodsLow
      Leong et al2004Hong KongAsian8033.1 ± 1429.00Prospective studyVienna ClassificationClinical evaluation, endoscopic, radiological appearances and histological methodsLow
      Dorn et al2003USAWestern53530.5 ± 10.851.02Retrospective studyVienna ClassificationClinical evaluation, endoscopic, radiological appearances and histological methodsLow
      Freeman et al2001CanadaWestern877-56.10Retrospective studyVienna ClassificationEndoscopic and histological or radiological methodsLow

      3.1 Prevalence of UGI-CD

      Table 2 summarizes the results of the meta-analysis. A total of 1,783 patients were diagnosed with UGI-CD across all included papers comprising 10,853 patients. The overall pooled prevalence of UGI-CD was 13% (CI:9% - 19%; I2= 98%; Fig. 2). Visual inspection of the funnel plot revealed publication bias of the included articles (Supplementary material 3). Meta-regression analysis also found a non-significant increase in the prevalence of UGI-CD by year (β=0.040; CI:-0.044 - 0.124; p=0.35).
      Table 2Summary of Meta-analysis.
      No. of StudiesEventsSample Size at RiskI2Pooled Proportion (95%CI)
      Total UGI-CD2717831085398%13% (0.09 - 0.19)
       Montreal classification studies only201546906599%14% (0.09 - 0.22)
       Vienna classification studies only6213178892%10% (0.06 - 0.18)
       Endoscopic only416080290%23% (0.13 - 0.35)
       Sensitivity Analysis2617481080396%12% (0.08% - 0.17)
      Location of UGI-CD
       Esophageal211990%11% (0.05 - 0.18)
       Stomach34711893%56% (0.17 - 0.92)
       Duodenum36911854%55% (0.39 - 0.77)
       Jejunum424766795%36% (0.18 - 0.55)
       Proximal ileum310432168%32% (0.21 - 0.44)
      Concurrent Location of CD
       L1 (Terminal Ileum)17438155555%28% (0.24 - 0.33)
       L2 (Colon)17176155585%10% (0.05 - 0.15)
       L3 (Ileocolon)17839155580%54% (0.46 - 0.61)
       No other Location67971683%10% (0.06 - 0.16)
      Phenotype of CD
       B1 (Non-stricturing)10748133692%61% (0.49 - 0.72)
       B2 (Stricturing)10377133688%26% (0.19 - 0.34)
       B3 (Penetrating)10227137575%16% (0.10 - 0.23)
       Perianal520570785%28% (0.20 - 0.38)
      CD – Crohn's Disease; UGI-CD – Upper Gastrointestinal Crohn's Disease.
      Fig 2
      Fig. 2Prevalence of UGI-CD by Vienna and Montreal classification.
      In total, 21 articles utilized the Montreal and 6 used the Vienna Classifications. Though without statistical significance (p=0.409), the 14% (CI:9% - 22%; I2= 99%; Fig. 2) rate of UGI-CD was higher in studies utilizing the Montreal Classification versus 10% (CI:6% - 18%; I2= 92%; Fig. 2) that used the Vienna Classification. Sensitivity analysis of articles that used endoscopic procedures to diagnose UGI-CD found the prevalence to be 23% (CI:13% - 35%; I2= 90%) out of 802 CD patients. Additional sensitivity analysis after removing an article with a slightly stricter inclusion criteria [
      • Jensen M.D.
      • Kjeldsen J.
      • Rafaelsen S.R.
      • Nathan T.
      Diagnostic accuracies of MR enterography and CT enterography in symptomatic Crohn's disease.
      ], found no significant changes in prevalence of UGI-CD (12%; CI:8% - 17%).

      3.2 Location and phenotype UGI-CD

      UGI-CD was located in the stomach in 56% (CI:17% - 92%, I2= 93%), duodenum in 55% (CI:39% - 77%; I2= 54%), jejunum in 36%(CI:18 - 55%, I2= 95%) and proximal ileum in 32%(CI:21% - 44%; I2= 68%, Table 2). The esophagus was the least affected location in UGI-CD with a prevalence of 11% (CI:5% - 18%; I2= 0%).
      Concurrent locations for CD were also analyzed. The ileocolonic region was most commonly associated with UGI-CD (L3+L4) with a prevalence of 54% (CI:46% - 61%), followed by terminal ileum (L1+L4) (28%,CI:24% - 33%), and colonic region (L2+L4) (10%,CI:5% - 15%). Only 10% (CI:6% - 16%) of UGI-CD was isolated (L4).
      For the disease phenotype, B1 disease was the most common behavioral phenotype, accounting for 61% (CI:49% - 72%) of UGI-CD behavior, with the B2 phenotype at 26% (CI:19% - 34%) and B3 phenotype at 16% (CI:10% - 23%). Perianal disease was present in 28% (CI:20% - 38%) of UGI-CD patients. Substantial heterogeneity for all above analysis was observed by I2 analysis (Table 2).

      3.3 Influence of Different Regions of Study Population on UGI-CD

      3.3.1 Region and Prevalence of UGI-CD

      The prevalence of UGI-CD by region of the study population was analyzed (Table 3). In total, 755 UGI-CD patients were from the Asian region and 538 UGI-CD patients were from the West. The pooled prevalence of UGI-CD was 15% (CI:8% - 27%) in the Asian region, and 11% (CI:6% - 20%) in the West(p=0.51; Table 3 and supplementary material 4).
      Table 3Analysis of meta-analysis by region.
      Region statisticsAsian CountriesWestern CountriesSubgroup Differences (p-value)
      StudiesSample Size at RiskEventsPooled ProportionI2StudiesSample Size

      at Risk
      EventsPooled Proportion (95%)I2
      Total L411320275515% (0.08 - 0.27)98%13701190011% (0.6 - 0.20)98%0.51
      Type of Crohn's Disease
       B1 (Non-stricturing)572044055% (0.37 - 0.72)94%325114175% (0.45 - 0.97)89%0.24
       B2 (Stricturing)572019127% (0.15 - 0.41)90%32517414% (0.00 - 0.40)87%0.26
       B3 (Penetrating)57208213% (0.07 - 0.20)84%32513613% (0.09 - 0.18)0%0.75
      Concurrent Crohn's Disease location
       L1 (Terminal Ileum)874717929% (0.24 - 0.35)47%855314126% (0.22 - 0.31)28%0.65
       L2 (Colon)8747727% (0.01 - 0.17)90%8553619% (0.04 - 0.16)0%0.88
       L3 (Ileocolon)874740754% (0.41 - 0.66)86%855325656% (0.50 - 0.61)25%0.74

      3.3.2 Location and Phenotype of UGI-CD

      The location and phenotype of UGI-CD did not significantly differ between the Asian and Western regions (Table 3). The prevalence of non-stricturing, non-penetrating phenotype of UGI-CD was 55% (CI:37% - 72%) in the Asian region compared to Western region studies of 75% (CI:45% - 97%). Asian region studies showed a prevalence of stricturing phenotype of 27% (CI:15% - 41%) whereas Western studies showed 14% (CI:0% - 40%). Penetrating phenotype was 13% from both Asian and Western region studies. Concurrent ileal location was 29% (CI:24% - 35%) in Asian region studies versus 26% (CI:22% - 31%) in Western region studies. Concurrent colonic location was 7% (CI:1% - 17%) in Asian region studies versus 9% (CI:4% - 16%) in Western studies. Concurrent ileocolonic location was 54% (CI:41% - 66%) in Asian region studies versus 56% (CI:50% - 61%) in Western region studies.

      3.4 Risk Factors associated with UGI-CD

      The association between age at diagnosis of CD, gender, smoking, and UGI involvement was not clearly established in UGI-CD (supplementary material 5) [
      • Chow D.K.
      • Sung J.J.
      • Wu J.C.
      • Tsoi K.K.
      • Leong R.W.
      • Chan F.K.
      Upper gastrointestinal tract phenotype of Crohn's disease is associated with early surgery and further hospitalization.
      ,
      • Annunziata M.L.
      • Caviglia R.
      • Papparella L.G.
      • Cicala M.
      Upper gastrointestinal involvement of Crohn's disease: a prospective study on the role of upper endoscopy in the diagnostic work-up.
      ,
      • Saadah O.I.
      • Fallatah K.B.
      • Baumann C.
      • et al.
      Histologically confirmed upper gastrointestinal Crohn's disease: is it rare or are we just not searching hard enough?.
      . Greuter et al. [
      • Greuter T.
      • Piller A.
      • Fournier N.
      • et al.
      Upper Gastrointestinal Tract Involvement in Crohn's Disease: Frequency, Risk Factors, and Disease Course.
      ] and Lazarev et al. [
      • Keh C.
      • Shatari T.
      • Yamamoto T.
      • Menon A.
      • Clark M.A.
      • Keighley M.R.
      Jejunal Crohn's disease is associated with a higher postoperative recurrence rate than ileocaecal Crohn's disease.
      ] identified UGI-CD to be more prevalent in younger patients, but 2 other studies did not find an association [
      • Annunziata M.L.
      • Caviglia R.
      • Papparella L.G.
      • Cicala M.
      Upper gastrointestinal involvement of Crohn's disease: a prospective study on the role of upper endoscopy in the diagnostic work-up.
      ,
      • Saadah O.I.
      • Fallatah K.B.
      • Baumann C.
      • et al.
      Histologically confirmed upper gastrointestinal Crohn's disease: is it rare or are we just not searching hard enough?.
      . Sun et al. [
      • Sun X.W.
      • Wei J.
      • Yang Z.
      • et al.
      Clinical Features and Prognosis of Crohn's Disease with Upper Gastrointestinal Tract Phenotype in Chinese Patients.
      ] and Greuter et al. [
      • Greuter T.
      • Piller A.
      • Fournier N.
      • et al.
      Upper Gastrointestinal Tract Involvement in Crohn's Disease: Frequency, Risk Factors, and Disease Course.
      ] observed that males were more likely to develop UGI-CD, while 3 other studies did not find this association [
      • Chow D.K.
      • Sung J.J.
      • Wu J.C.
      • Tsoi K.K.
      • Leong R.W.
      • Chan F.K.
      Upper gastrointestinal tract phenotype of Crohn's disease is associated with early surgery and further hospitalization.
      ,
      • Annunziata M.L.
      • Caviglia R.
      • Papparella L.G.
      • Cicala M.
      Upper gastrointestinal involvement of Crohn's disease: a prospective study on the role of upper endoscopy in the diagnostic work-up.
      ,
      • Saadah O.I.
      • Fallatah K.B.
      • Baumann C.
      • et al.
      Histologically confirmed upper gastrointestinal Crohn's disease: is it rare or are we just not searching hard enough?.
      . Lazarev et al. [
      • Lazarev M.
      • Huang C.
      • Bitton A.
      • et al.
      Relationship between proximal Crohn's disease location and disease behavior and surgery: a cross-sectional study of the IBD Genetics Consortium.
      ] found that UGI-CD patients were less likely to be smokers, Saadah et al. [
      • Saadah O.I.
      • Fallatah K.B.
      • Baumann C.
      • et al.
      Histologically confirmed upper gastrointestinal Crohn's disease: is it rare or are we just not searching hard enough?.
      ] observed that disease behavior did not differ significantly between the UGI-CD and non-UGI-CD groups, whereas Chow et al. [
      • Chow D.K.
      • Sung J.J.
      • Wu J.C.
      • Tsoi K.K.
      • Leong R.W.
      • Chan F.K.
      Upper gastrointestinal tract phenotype of Crohn's disease is associated with early surgery and further hospitalization.
      ] found that the stricturing phenotype and initial need for operation at diagnosis to be independently associated with UGI-CD [
      • Chow D.K.
      • Sung J.J.
      • Wu J.C.
      • Tsoi K.K.
      • Leong R.W.
      • Chan F.K.
      Upper gastrointestinal tract phenotype of Crohn's disease is associated with early surgery and further hospitalization.
      ]. Other notable associations which increased the risk of UGI-CD included the presence of erythema nodosum (OR:1.793, p=0.019), aphthous ulcers (OR:1.838, p= 0.002) and requirement for anti-TNF treatment (OR:1.534, p=0.010) [
      • Greuter T.
      • Piller A.
      • Fournier N.
      • et al.
      Upper Gastrointestinal Tract Involvement in Crohn's Disease: Frequency, Risk Factors, and Disease Course.
      ]. UGI-CD is also significantly associated with a shorter disease duration (OR:0.981 per year, p=0.016) [
      • Greuter T.
      • Piller A.
      • Fournier N.
      • et al.
      Upper Gastrointestinal Tract Involvement in Crohn's Disease: Frequency, Risk Factors, and Disease Course.
      ].

      3.5 Outcomes: complications, hospitalization and surgery

      The complications of UGI-CD were assessed by multiple studies but excluded from meta-analysis due to either an inadequate number of contributing studies or excessive heterogeneity. Sun et al. reported that the most common complication of UGI-CD was relapse, occurring in 36.3% of UGI-CD patients (supplementary material 6). An intestinal obstruction rate of 11.3% and bowel perforation rate of 5% were found in UGI-CD. Two studies [
      • Mao R.
      • Tang R.-H.
      • Qiu Y.
      • et al.
      Different clinical outcomes in Crohn's disease patients with esophagogastroduodenal, jejunal, and proximal ileal disease involvement: is L4 truly a single phenotype?.
      ,
      • Park S.K.
      • Yang S.K.
      • Park S.H.
      • et al.
      Long-term prognosis of the jejunal involvement of Crohn's disease.
      reported the rate of hospitalization ranged between 47.6% and 61.1%. Eight studies [
      • Greuter T.
      • Piller A.
      • Fournier N.
      • et al.
      Upper Gastrointestinal Tract Involvement in Crohn's Disease: Frequency, Risk Factors, and Disease Course.
      ,
      • Chow D.K.
      • Sung J.J.
      • Wu J.C.
      • Tsoi K.K.
      • Leong R.W.
      • Chan F.K.
      Upper gastrointestinal tract phenotype of Crohn's disease is associated with early surgery and further hospitalization.
      ,
      • Lazarev M.
      • Huang C.
      • Bitton A.
      • et al.
      Relationship between proximal Crohn's disease location and disease behavior and surgery: a cross-sectional study of the IBD Genetics Consortium.
      ,
      • Sun X.W.
      • Wei J.
      • Yang Z.
      • et al.
      Clinical Features and Prognosis of Crohn's Disease with Upper Gastrointestinal Tract Phenotype in Chinese Patients.
      ,
      • Mao R.
      • Tang R.-H.
      • Qiu Y.
      • et al.
      Different clinical outcomes in Crohn's disease patients with esophagogastroduodenal, jejunal, and proximal ileal disease involvement: is L4 truly a single phenotype?.
      ,
      • Sato Y.
      • Matsui T.
      • Yano Y.
      • et al.
      Long-term course of Crohn's disease in Japan: Incidence of complications, cumulative rate of initial surgery, and risk factors at diagnosis for initial surgery.
      ,
      • Park S.K.
      • Yang S.K.
      • Park S.H.
      • et al.
      Long-term prognosis of the jejunal involvement of Crohn's disease.
      ,
      • Saadah O.I.
      • Fallatah K.B.
      • Baumann C.
      • et al.
      Histologically confirmed upper gastrointestinal Crohn's disease: is it rare or are we just not searching hard enough?.
      reported the prevalence of abdominal surgery to range between 10.5% and 66.7% (supplementary material 6).

      3.6 Comparison between UGI-CD patients and Non-UGI-CD patients

      UGI-CD patients were compared against non-UGI-CD patients regarding clinical outcomes and risks of hospitalization and surgery (Table 4). The clinical outcomes included intestinal obstruction, abdominal abscess, intestinal fistula, and bowel perforation rates. Greuter et al. [
      • Greuter T.
      • Piller A.
      • Fournier N.
      • et al.
      Upper Gastrointestinal Tract Involvement in Crohn's Disease: Frequency, Risk Factors, and Disease Course.
      ] and Saadah et al. [
      • Saadah O.I.
      • Fallatah K.B.
      • Baumann C.
      • et al.
      Histologically confirmed upper gastrointestinal Crohn's disease: is it rare or are we just not searching hard enough?.
      ] found no significant differences in outcomes and surgical resection rates between the 2 groups. Sun et al. found UGI-CD was significantly associated with higher overall complication rates (8.4% vs 20.0%, p= 0.009) and intestinal obstruction rates (3.0% vs 11.3%, p= 0.016) possibly due to increased disease activity [
      • Sun X.W.
      • Wei J.
      • Yang Z.
      • et al.
      Clinical Features and Prognosis of Crohn's Disease with Upper Gastrointestinal Tract Phenotype in Chinese Patients.
      ]. There were 2 studies that consistently showed that UGI-CD was associated with higher hospitalization rates [
      • Chow D.K.
      • Sung J.J.
      • Wu J.C.
      • Tsoi K.K.
      • Leong R.W.
      • Chan F.K.
      Upper gastrointestinal tract phenotype of Crohn's disease is associated with early surgery and further hospitalization.
      ,
      • Park S.K.
      • Yang S.K.
      • Park S.H.
      • et al.
      Long-term prognosis of the jejunal involvement of Crohn's disease.
      , while Mao et al. [
      • Mao R.
      • Tang R.-H.
      • Qiu Y.
      • et al.
      Different clinical outcomes in Crohn's disease patients with esophagogastroduodenal, jejunal, and proximal ileal disease involvement: is L4 truly a single phenotype?.
      ] found that there was no significant differences between the 2 groups. Five studies reported that UGI-CD was a significant risk factor for surgery (Table 4) [
      • Chow D.K.
      • Sung J.J.
      • Wu J.C.
      • Tsoi K.K.
      • Leong R.W.
      • Chan F.K.
      Upper gastrointestinal tract phenotype of Crohn's disease is associated with early surgery and further hospitalization.
      ,
      • Lazarev M.
      • Huang C.
      • Bitton A.
      • et al.
      Relationship between proximal Crohn's disease location and disease behavior and surgery: a cross-sectional study of the IBD Genetics Consortium.
      ,
      • Sun X.W.
      • Wei J.
      • Yang Z.
      • et al.
      Clinical Features and Prognosis of Crohn's Disease with Upper Gastrointestinal Tract Phenotype in Chinese Patients.
      ,
      • Mao R.
      • Tang R.-H.
      • Qiu Y.
      • et al.
      Different clinical outcomes in Crohn's disease patients with esophagogastroduodenal, jejunal, and proximal ileal disease involvement: is L4 truly a single phenotype?.
      ,
      • Sato Y.
      • Matsui T.
      • Yano Y.
      • et al.
      Long-term course of Crohn's disease in Japan: Incidence of complications, cumulative rate of initial surgery, and risk factors at diagnosis for initial surgery.
      . Sato et al. [
      • Sato Y.
      • Matsui T.
      • Yano Y.
      • et al.
      Long-term course of Crohn's disease in Japan: Incidence of complications, cumulative rate of initial surgery, and risk factors at diagnosis for initial surgery.
      ] found that UGI-CD significantly increased the need for initial surgery (HR:1.37) but Greuter et al., Park et al. and Saadah et al. did not [
      • Greuter T.
      • Piller A.
      • Fournier N.
      • et al.
      Upper Gastrointestinal Tract Involvement in Crohn's Disease: Frequency, Risk Factors, and Disease Course.
      ,
      • Saadah O.I.
      • Fallatah K.B.
      • Baumann C.
      • et al.
      Histologically confirmed upper gastrointestinal Crohn's disease: is it rare or are we just not searching hard enough?.
      .
      Table 4Comparison of outcomes between UGI-CD patients and non-UGI-CD patients.
      OutcomesAuthor(s)YearOutcome DescriptionFurther explanationsSummary estimates
      OverallGreuter et al2018Overall complications

      (composite of intestinal stenosis, perianal fistula, intestinal fistula, any fistula, intestinal resection surgery, and surgery for abscess or fistula)
      Non-Significant: No significant associations was found between UGI-CD and non-UGI-CD patientsMedian time until any complications 6.17 (95% CI 5.67–7.41) versus 6.42 (95% CI 5.00–13.01) years, log-rank test p = 0.341
      Saadah et al2012Overall complications

      (composite of intestinal/colonic strictures or bowel perforations)
      Non-Significant: No significant associations were found for overall complications6 (31.6%) vs 18 (30.5%), P = 1.0
      Sun et al2019Overall complications

      (composite of intestinal obstruction, abdominal abscess, intestinal fistula and bowel perforation)

      - Intestinal Obstruction
      Significant: UGI-CD was associated with higher complications rate and increased rates of intestinal obstruction8.4% vs 20.0%, p= 0.009

      - Intestinal obstruction (3.0% vs 11.3%) p= 0.016
      HospitalisationsChow et al20093-year cumulative probability of further hospitalizationSignificant: UGI-CD is an independent risk factor predicting further hospitalizationHR:2.1 (95% CI: 1.3 to 3.5) p=0.004
      Park et al2013- 15-year cumulative probability of the first hospitalization

      - Higher incidence of hospitalisation

      - Longer duration of hospitalisations
      Significant: UGI-CD is noted to increase the rates of cumulative probability of first hospitalisation- 15-year cumulative probability of the first hospitalization (P= 0.015).

      - Higher incidence of all hospitalizations (RR: 1.40)

      - Longer total duration of hospitalizations (RR: 1.39)
      Mao et al2018- Number of HospitalisationsNon-Significant: No significant differences were found when comparing between L4 and non-L4 patients in number of hospitalisations.- 125 (42%) vs 88 (48%), p=0.226
      SurgeryChow et al2009- Surgery performed in the first month of diagnosis

      - 5-year cumulative probability of major surgery
      Significant: Patients in UGI-CD had higher rates of major surgery compared to non-UGI-CD patients- Surgery performed in the first month of diagnosis compared to non-UGI-CD patients (50.0% versus 14.7%)(P = 0.0001).

      - Higher 5-year cumulative probability of major surgery without significance HR:1.3 (0.7 to 2.5) p=0.406
      Lazarev et al2013Multiple surgery

      - L4 vs non-L4 disease

      - L4-EGD disease vs. non-L4 disease

      - L4-jejunal disease vs. non-L4 disease

      - L4-jejunal vs. L4-EGD disease
      Significant: L4 diseases were more likely to undergo multiple operations. L4-jejunal having more operations than L4-EGD disease.

      Significant: L4-EGD disease has lower rates compared to non-L4 disease
      - L4 vs non-L4 (23% vs. 17 % ; P = 0.007).

      - L4-EGD disease vs. non-L4 disease (35% vs. 47 % ; P = 0.003)

      - L4-jejunal disease vs. non-L4 disease (38% vs. 17 % ; P < 0.001)

      - L4-jejunal vs. L4-EGD disease (38 vs. 14 % ; P < 0.001)
      Mao et al2018Cumulative probabilities of surgerySignificant: Increased risk of undergoing surgery if UGI-CD is present- L4-jejunal (HR 3.082; 95% CI 1.30- 7.31)

      - L4-proximal disease (HR 1.83; 95% CI 1.07–3.15)
      Sun et al2019Predictor of abdominal surgery

      Proximal ileal disease vs EGD disease

      Jejunal disease vs EGD disease
      Significant: Increased odds of undergoing abdominal surgery

      Significant: EGD had lowered rates of surgery compared to Proximal Ileal and jejunal disease
      - Predictor of abdominal surgery (OR: 6.335) P<0.001

      - Proximal ileal disease vs EGD disease, (72.2% vs. 37.7%, P<0.001)

      - Jejunal disease vs EGD disease

      (52% vs 37.7%, P=0.036)
      Sato et al2015Risk of initial surgerySignificant: Significantly higher risk of initial surgery even after controlling for age, sex, smoking, and drinkingHR:1.37 (1.08–1.74), P<0.05
      Greuter et al2018CD related surgeryNon-Significant: No significant associations were found when comparing between patients with UGI-CD and patients with non-UGI-CD- OR:1.046 (0.785–1.394) 0.760
      Park et al2013Major surgery ratesNon-Significant: Proportion of patients undergoing major surgery between jejunal and non-jejunal patients were not significantly different- Jejunal (75/198, 37.9%) vs non-jejunal (396/1205, 32.9%) groups (P = 0.168).
      Saadah et al2012Surgical Resection RatesNon-Significant: Comparable surgical resection rates(2/19 (10.5%) vs. 5/59 (8.5%), P=1.00)
      Anti-TNF – Anti-Tumour Necrosis Factor; EGD – Esophagogastroduodenal; HR – Hazard Ratio; OR – Odds Ratio; RR – Risk Ratio; UGI-CD – Upper Gastrointestinal Crohn's Disease.
      Outcomes according to different locations of UGI-CD were also explored by 3 included articles. L4-esophagogastroduodenal (EGD) disease generally had a lower surgical rate as compared to L4-jejunal or L4-proximal ileal diseases [
      • Lazarev M.
      • Huang C.
      • Bitton A.
      • et al.
      Relationship between proximal Crohn's disease location and disease behavior and surgery: a cross-sectional study of the IBD Genetics Consortium.
      ,
      • Sun X.W.
      • Wei J.
      • Yang Z.
      • et al.
      Clinical Features and Prognosis of Crohn's Disease with Upper Gastrointestinal Tract Phenotype in Chinese Patients.
      , and L4-jejunal disease usually had the highest rates of surgery (Table 4) [
      • Lazarev M.
      • Huang C.
      • Bitton A.
      • et al.
      Relationship between proximal Crohn's disease location and disease behavior and surgery: a cross-sectional study of the IBD Genetics Consortium.
      ,
      • Mao R.
      • Tang R.-H.
      • Qiu Y.
      • et al.
      Different clinical outcomes in Crohn's disease patients with esophagogastroduodenal, jejunal, and proximal ileal disease involvement: is L4 truly a single phenotype?.
      . Sun et al. found that oesphagogastroduodenal (EGD) disease had lower rates of surgery as compared to proximal ileal (72.2% vs. 37.7%, P<0.001) and jejunal disease (52% vs 37.7%, P=0.036) [
      • Sun X.W.
      • Wei J.
      • Yang Z.
      • et al.
      Clinical Features and Prognosis of Crohn's Disease with Upper Gastrointestinal Tract Phenotype in Chinese Patients.
      ], while Lazarev et al. found that L4-EGD disease had lower rates of surgery as compared to L4-jejunal disease(14% vs 38%; P < 0.001) [
      • Lazarev M.
      • Huang C.
      • Bitton A.
      • et al.
      Relationship between proximal Crohn's disease location and disease behavior and surgery: a cross-sectional study of the IBD Genetics Consortium.
      ]. Lazarev et al. and Mao et al. both found that L4-jejunal disease was associated with a higher risk of surgery compared to L4-proximal disease [
      • Lazarev M.
      • Huang C.
      • Bitton A.
      • et al.
      Relationship between proximal Crohn's disease location and disease behavior and surgery: a cross-sectional study of the IBD Genetics Consortium.
      ].

      4. Discussion

      This systematic review and meta-analysis summarized the prevalence of upper gastrointestinal involvement in CD, its risk factors, complications, and clinical outcomes (Fig. 3). In this systematic review we found that UGI-CD has an overall pooled prevalence of 13% (CI: 9% - 19%) amongst a population of 10,853 CD patients. This is similar to the prevalence reported by the IBD Genetics Consortium cohort of 16% [
      • Lazarev M.
      • Huang C.
      • Bitton A.
      • et al.
      Relationship between proximal Crohn's disease location and disease behavior and surgery: a cross-sectional study of the IBD Genetics Consortium.
      ]. Studies of UGI-CD in which diagnosis was made by endoscopy revealed a prevalence of 23% (CI: 13% - 35%).
      Fig 3
      Fig. 3Graphical abstract depicting the summary of findings.
      Advances in and greater utilization of different diagnostic modalities in recent years may have increased the prevalence of UGI-CD. Our meta-regression analysis found a non-significant increasing trend for the prevalence of UGI-CD by year, which coincides with an era of more frequent use of MRI enterography and capsule endoscopy. Greater awareness of the poorer prognosis of UGI-CD might have also increased the vigilance of this disease entity. Moreover, we noted differences in the prevalence assessed by the Vienna versus the Montreal classifications [
      • Silverberg M.S.
      • Satsangi J.
      • Ahmad T.
      • et al.
      Toward an integrated clinical, molecular and serological classification of inflammatory bowel disease: report of a Working Party of the 2005 Montreal World Congress of Gastroenterology.
      ,
      • Gasche C.
      • Scholmerich J.
      • Brynskov J.
      • et al.
      A simple classification of Crohn's disease: report of the Working Party for the World Congresses of Gastroenterology, Vienna 1998.
      . Studies using the Montreal Classification depicted a higher rate of UGI-CD (14% vs 10%). The Montreal Classification, being the newer system, together with more advanced diagnostic tests, could have accounted for the differences.
      Our systematic review suggested that young male patients presenting with erythema nodosum [
      • Greuter T.
      • Piller A.
      • Fournier N.
      • et al.
      Upper Gastrointestinal Tract Involvement in Crohn's Disease: Frequency, Risk Factors, and Disease Course.
      ,
      • Lazarev M.
      • Huang C.
      • Bitton A.
      • et al.
      Relationship between proximal Crohn's disease location and disease behavior and surgery: a cross-sectional study of the IBD Genetics Consortium.
      ,
      • Sun X.W.
      • Wei J.
      • Yang Z.
      • et al.
      Clinical Features and Prognosis of Crohn's Disease with Upper Gastrointestinal Tract Phenotype in Chinese Patients.
      , aphthous ulcers and stricturing-phenotype CD are associated with an increased risk of development of UGI-CD [
      • Chow D.K.
      • Sung J.J.
      • Wu J.C.
      • Tsoi K.K.
      • Leong R.W.
      • Chan F.K.
      Upper gastrointestinal tract phenotype of Crohn's disease is associated with early surgery and further hospitalization.
      ]. UGI-CD patients usually have an initial operation at diagnosis and receive anti-TNF therapy [
      • Greuter T.
      • Piller A.
      • Fournier N.
      • et al.
      Upper Gastrointestinal Tract Involvement in Crohn's Disease: Frequency, Risk Factors, and Disease Course.
      ]. Some of the factors, such as young age at diagnosis and stricturing phenotype, are identified as high-risk factors for an aggressive course of CD [
      • Beaugerie L.
      • Seksik P.
      • Nion-Larmurier I.
      • Gendre J.P.
      • Cosnes J.
      Predictors of Crohn's disease.
      ]. Sun et al also showed that UGI-CD was associated with CD relapse in 36% of UGI-CD patients [
      • Sun X.W.
      • Wei J.
      • Yang Z.
      • et al.
      Clinical Features and Prognosis of Crohn's Disease with Upper Gastrointestinal Tract Phenotype in Chinese Patients.
      ]. The prevalence of abdominal surgery among UGI-CD was as high as 66.7%, which was higher than CD overall surgical rate of 47% [
      • Frolkis A.D.
      • Dykeman J.
      • Negron M.E.
      • et al.
      Risk of surgery for inflammatory bowel diseases has decreased over time: a systematic review and meta-analysis of population-based studies.
      ]. UGI-CD was also an independent risk factor for surgery, hospitalization, and overall complications (Table 4). Our data also demonstrated a shorter duration of CD with the UGI-CD phenotype, suggesting that patients might be presenting with complications after years of subclinical disease. Therefore, patients with UGI-CD need to be managed more aggressively with modern treatment paradigms such as treat-to-target and early treatment escalation, in order to prevent irreversible intestinal damage or surgical resections. Intestinal ultrasound and fecal calprotectin would be additional tools that would assist in the best-care of such patients [
      • Kucharzik T.
      • Maaser C.
      Intestinal ultrasound and management of small bowel Crohn's disease.
      ].
      Differences in clinical outcomes were observed according to the location of UGI-CD : L4-esophagogastroduodenal (EGD), -jejunal, or -proximal ileal disease. L4-jejunal disease was associated with an increased risk for abdominal surgery versus other UGI-CD location [
      • Lazarev M.
      • Huang C.
      • Bitton A.
      • et al.
      Relationship between proximal Crohn's disease location and disease behavior and surgery: a cross-sectional study of the IBD Genetics Consortium.
      ,
      • Sun X.W.
      • Wei J.
      • Yang Z.
      • et al.
      Clinical Features and Prognosis of Crohn's Disease with Upper Gastrointestinal Tract Phenotype in Chinese Patients.
      ,
      • Mao R.
      • Tang R.-H.
      • Qiu Y.
      • et al.
      Different clinical outcomes in Crohn's disease patients with esophagogastroduodenal, jejunal, and proximal ileal disease involvement: is L4 truly a single phenotype?.
      . The poorer prognosis associated with L4-jejunal disease could be due to its subclinical nature and therefore patients will likely present with established intestinal damage and need for surgery upon initial diagnosis or soon after [
      • Laube R.
      • Liu K.
      • Schifter M.
      • Yang J.L.
      • Suen M.K.
      • Leong R.W.
      Oral and upper gastrointestinal Crohn's disease.
      ]. Newer reiterations of CD location classification should recognise this poorer prognosis. The Paris classification of paediatric CD divides the L4 disease into L4a (proximal to ligament of Treitz) and L4b (ligament of Treitz to above distal ileum) [
      • Lazarev M.
      • Huang C.
      • Bitton A.
      • et al.
      Relationship between proximal Crohn's disease location and disease behavior and surgery: a cross-sectional study of the IBD Genetics Consortium.
      ,
      • Eszter Muller K.
      • Laszlo Lakatos P.
      • Papp M.
      • Veres G.
      Incidence and paris classification of pediatric inflammatory bowel disease.
      . However, this is based upon paediatric assessment and may not be generalisable to adult UGI-CD, hence another option would be to divide the L4 disease further into L4-esophagogastroduodenal (EGD), -jejunal, or -proximal ileal disease as suggested by Mao et al. [
      • Mao R.
      • Tang R.-H.
      • Qiu Y.
      • et al.
      Different clinical outcomes in Crohn's disease patients with esophagogastroduodenal, jejunal, and proximal ileal disease involvement: is L4 truly a single phenotype?.
      ]. This would allow physicians to better identify patients at risk for abdominal surgeries and take the appropriate steps to manage those patients. More studies analysing the differences in L4 disease should be done to consider whether the modification of the Montreal classification is necessary [
      • Lazarev M.
      • Huang C.
      • Bitton A.
      • et al.
      Relationship between proximal Crohn's disease location and disease behavior and surgery: a cross-sectional study of the IBD Genetics Consortium.
      ,
      • Mao R.
      • Tang R.-H.
      • Qiu Y.
      • et al.
      Different clinical outcomes in Crohn's disease patients with esophagogastroduodenal, jejunal, and proximal ileal disease involvement: is L4 truly a single phenotype?.
      .
      During subgroup analysis according to regions of study, Asian studies were observed to have a higher rate of UGI-CD compared to Western countries (15% vs 11%), albeit without statistical significance. Though our findings was statistically insignificant, differences in prevalence were observed in a large retrospective analysis by Kim et al of pediatric CD (n=312 Asians, n=1221 Caucasians) with significantly higher UGI-CD involvement observed in Asians (74.4% vs. 46.2%, p < 0.001) [
      • Kim E.S.
      • Kwon Y.
      • Choe Y.H.
      • Kim M.J.
      Upper gastrointestinal tract involvement is more prevalent in Korean patients with pediatric Crohn's disease than in European patients.
      ]. The reasons for differences in prevalence found by Kim et al. may be due to genetic, environmental and microbiome differences between Asians and Caucasian patients. Genetic mutations of IBD in Asians differ from that seen in Caucasians. For example, the nucleotide oligomerization domain (NOD)-2 gene variants associated with the development of CD in Western patients, were absent in Asians [
      • Ng S.C.
      • Tsoi K.K.
      • Kamm M.A.
      • et al.
      Genetics of inflammatory bowel disease in Asia: systematic review and meta-analysis.
      ]. Other genes, however, such as the tumor necrosis factor superfamily 15 gene (TNFSF15) [
      • Yamazaki K.
      • McGovern D.
      • Ragoussis J.
      • et al.
      Single nucleotide polymorphisms in TNFSF15 confer susceptibility to Crohn's disease.
      ], were found to have a higher odds ratio in Asians than in Caucasians. However, other factors such as smoking, patient and physician preferences to treatment procedures that affect the prevalence of UGI-CD may have greater contribution to the prevalence of UGI-CD and could have confounded our analysis, leading to the insignificance of the results in our findings [
      • Shi H.Y.
      • Levy A.N.
      • Trivedi H.D.
      • Chan F.K.L.
      • Ng S.C.
      • Ananthakrishnan A.N.
      Ethnicity Influences Phenotype and Outcomes in Inflammatory Bowel Disease: A Systematic Review and Meta-analysis of Population-based Studies.
      ]. Further studies on the potential differences in Asians and Western UGI-CD are needed to confirm the findings.

      4.1 Strength and limitations

      Our study has certain strengths and limitations. Firstly, to our knowledge, this is the first meta-analysis and systematic review that summarizes the prevalence, epidemiological association, and outcomes of UGI-CD. Next, this meta-analysis included studies with standard definitions of UGI-CDs according to the Montreal and Vienna Classification systems, thereby reducing heterogeneity of the included studies. The L4 definition is the same in both classifications. However, this meta-analysis also concedes some limitations. Firstly, our paper found substantial heterogeneity in most of our analysis (I2>75%), however, the I2 can be influenced by sample sizes and thus can be misleading [
      • Rucker G.
      • Schwarzer G.
      • Carpenter J.R.
      • Schumacher M.
      Undue reliance on I(2) in assessing heterogeneity may mislead.
      ,
      • Borges Migliavaca C.
      • Stein C.
      • Colpani V.
      • et al.
      How are systematic reviews of prevalence conducted? A methodological study.
      with many meta-analysis of prevalence depicting substantial heterogeneity of more than 90% [
      • Mogire R.M.
      • Mutua A.
      • Kimita W.
      • et al.
      Prevalence of vitamin D deficiency in Africa: a systematic review and meta-analysis.
      ,
      • Noubiap J.J.
      • Nansseu J.R.
      • Nyaga U.F.
      • et al.
      Global prevalence of diabetes in active tuberculosis: a systematic review and meta-analysis of data from 2.3 million patients with tuberculosis.
      . There is also a lack of representation of articles from the African and South American regions, which further limits the generalizability of the paper. Next, most included articles were retrospective in nature, this may have led to some bias in the collected data. Also, there were few articles examining the risk factors of UGI-CD, this limits the generalizability of our findings, and further research should be done to ascertain the risk factors of UGI-CD. Lastly, certain disease phenotypes were excluded in a few of the included articles, and this could have led to some discrepancies in the data collected.

      5. Conclusion

      In conclusion, our meta-analysis suggested that UGI-CD is present in 13% of patients with CD. Young, male patients presenting with erythema nodosum, aphthous ulcers and stricturing-phenotype of CD are more likely to have UGI-CD, which is linked to increased risk for anti-TNF treatment, hospitalization, and surgery. The prevalence of surgery in UGI-CD is about 45%. The L4-jejunal subtype is associated with the highest risk of surgery compared with other location subtypes. Asian patients may have a higher prevalence of UGI-CD and were more likely to present with concurrent ileocolonic disease and stricturing-phenotype compared with Caucasians. Because UGI-CD may be subclinical, patients might require more frequent follow up and be managed more aggressively to avoid progression to stricturing or penetrating disease.

      Conflict of interest

      The authors declare that there is no conflict of interest.

      Acknowledgements

      None.

      Data availability statement

      The articles included in this article are available on the search databases.

      Appendix. Supplementary materials

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